Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Robert Davis is a financial advisor with Imperial Capital, LLC, and has been in the industry since March 13, 2006. Mark is registered with the state of California and has a Series 7, Series 63, Series 86, Series 87, and SIE license. He is also registered in 18 other states. Mark specializes in providing investment advice to individuals and families. He is committed to helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/14/2006 - Present
Imperial Capital, LLC (LOS ANGELES CA)
IA
Issued 09/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/17/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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