Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Robert Buffington is a financial advisor registered with Edward Jones since October 2001. Mark has been a financial advisor for over 23 years and is registered to provide investment advice in 25 states. Mark is also registered as a Registered Representative with FINRA. Mark holds a Series 7, 6, 63, and 66 licenses and the SIE exam. Before joining Edward Jones, Mark held positions at American Fidelity Securities, Inc., The Variable Annuity Marketing Company, VALIC Investment Services Company, MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OK
08/21/2014 - Present
Edward Jones (TULSA OK)
OK
04/26/1999 - 11/08/2001
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
TX
04/08/1999 - 04/29/1999
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
TX
04/08/1999 - 04/29/1999
VALIC INVESTMENT SERVICES COMPANY (HOUSTON TX)
MA
03/01/1999 - 04/07/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/01/1999 - 04/07/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 12/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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