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Mark Ricketson

Stonehaven, LLC

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About Mark Ricketson

Mark Ricketson is a financial professional with over 20 years of experience in the financial services industry. Mark is currently registered with Stonehaven, LLC. Mark has held previous positions with National Financial Services LLC, Fidelity Brokerage Services LLC, Quick & Reilly, Inc. and Putnam Retail Management Limited Partnership. Mark holds the Series 7TO, SIE, Series 7, Series 6 and Series 63 licenses. Mark is currently registered in Colorado and Utah.

Firm Information

Mark Ricketson is currently registered with Stonehaven, LLC. Stonehaven, LLC is a Limited Liability Company formed in October 2001 and is registered in all 50 states and the District of Columbia. They have one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Ricketson’s Registration & Firm History

NY

08/02/2024 - Present

Stonehaven, LLC (NEW YORK NY)

MA

06/23/2005 - 11/07/2005

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

RI

06/02/2004 - 07/13/2005

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

NY

07/11/2003 - 04/09/2004

QUICK & REILLY, INC. (NEW YORK NY)

MA

05/16/2001 - 02/24/2003

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 08/14/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/19/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/11/2024

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2002

Series 7 - General Securities Representative Examination

BC

Issued 05/15/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Ricketson.
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