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Mark Richardson Tucker

Southstate|duncanwilliams Securities Corp.

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About Mark Richardson Tucker

Mark Tucker is a registered representative with Southstate|duncanwilliams Securities Corp. located in Birmingham, Alabama. Mark is active in the securities industry since 1996. Mark has passed the Series 7, Series 24, Series 53 and Series 63 exams. Mark has a prior registration with NBC SECURITIES, INC., PORTER, WHITE & YARDLEY, INC. and POSEY, BENNERS & SELLERS, INC..

Firm Information

Mark Tucker is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Tucker’s Registration & Firm History

AL

06/16/2022 - Present

Southstate|duncanwilliams Securities Corp. (BIRMINGHAM AL)

AL

09/09/1991 - 11/09/2012

NBC SECURITIES, INC. (BIRMINGHAM AL)

AL

05/01/1989 - 07/23/1991

PORTER, WHITE & YARDLEY, INC. (BIRMINGHAM AL)

AL

07/18/1986 - 05/05/1989

POSEY, BENNERS & SELLERS, INC. (BIRMINGHAM AL)

NA

12/23/1985 - 03/25/1986

HAND INVESTMENT COMPANY, INC.

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Licenses & Designations

BC

Issued 02/16/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/1994

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/23/1994

Series 24 - General Securities Principal Examination

BC

Issued 12/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Richardson Tucker.
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