Unclaimed
Mark Tucker is a registered representative with Southstate|duncanwilliams Securities Corp. located in Birmingham, Alabama. Mark is active in the securities industry since 1996. Mark has passed the Series 7, Series 24, Series 53 and Series 63 exams. Mark has a prior registration with NBC SECURITIES, INC., PORTER, WHITE & YARDLEY, INC. and POSEY, BENNERS & SELLERS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
06/16/2022 - Present
Southstate|duncanwilliams Securities Corp. (BIRMINGHAM AL)
AL
09/09/1991 - 11/09/2012
NBC SECURITIES, INC. (BIRMINGHAM AL)
AL
05/01/1989 - 07/23/1991
PORTER, WHITE & YARDLEY, INC. (BIRMINGHAM AL)
AL
07/18/1986 - 05/05/1989
POSEY, BENNERS & SELLERS, INC. (BIRMINGHAM AL)
NA
12/23/1985 - 03/25/1986
HAND INVESTMENT COMPANY, INC.
BC
Issued 02/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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