Unclaimed
Mark Richard Watchus is a financial professional with over 10 years of experience in the securities industry. Mark is currently registered with Rabo Securities USA, Inc. in New York. Mark holds the Series 63, Series 7, Series 79 and Series 24 licenses. Mark has been with Rabo Securities USA, Inc. since July 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/26/2011 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
BC
Issued 08/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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