Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Loft is a financial advisor with LPL Financial LLC. Mark has been in the financial services industry for over 35 years, and is registered to offer investment advisory services in Ohio, Tennessee, and Texas. Mark is also registered as a registered representative in several other states, offering a wide range of financial services to clients. Prior to joining LPL Financial LLC, Mark was affiliated with B. Riley Wealth Management and UBS Financial Services Inc., among other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
05/08/2024 - Present
LPL Financial LLC (PEPPER PIKE OH)
TN
08/20/2014 - 05/09/2024
B. RILEY WEALTH MANAGEMENT (Memphis TN)
TN
08/11/2006 - 09/02/2014
UBS FINANCIAL SERVICES INC. (MEMPHIS TN)
TN
09/11/1992 - 08/16/2006
CITIGROUP GLOBAL MARKETS INC. (MEMPHIS TN)
NY
08/31/1987 - 09/15/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1991
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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