Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Richard Lerfald is a financial advisor with LPL Financial LLC. Mark has been in the financial services industry since 1987. Mark has a diverse background, having previously worked at National Planning Corporation, U.S. Bancorp Investments, Inc., UBS Financial Services Inc., U.S. Bancorp Piper Jaffray Inc., U.S. Bancorp Securities, U.S. Financial Securities, Inc., Piper, Jaffray & Hopwood Incorporated, Dean Witter Reynolds Inc. and IDS Marketing Corporation. Mark is registered as a broker-dealer in Arizona, California, Colorado, Florida, Idaho, Minnesota, Nevada, Oregon and Washington. Mark is also registered as an investment advisor in Idaho, Minnesota, Oregon and Washington. Mark holds the Series 63, Series 65, Series 7 and SIE licenses. Mark provides financial planning, pension consulting, educational seminars and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
11/29/2017 - Present
LPL Financial LLC (EUGENE OR)
OR
08/24/2011 - 11/29/2017
NATIONAL PLANNING CORPORATION (EUGENE OR)
OR
08/26/2003 - 08/11/2011
U.S. BANCORP INVESTMENTS, INC. (EUGENE OR)
NJ
05/18/2001 - 09/02/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MN
11/16/1998 - 06/11/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MN
09/03/1997 - 11/16/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
07/23/1991 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
NA
06/20/1988 - 12/31/1990
U.S. FINANCIAL SECURITIES, INC.
NA
08/21/1985 - 01/06/1986
PIPER, JAFFRAY & HOPWOOD INCORPORATED
NA
08/02/1984 - 08/21/1985
DEAN WITTER REYNOLDS INC.
NA
03/22/1984 - 04/23/1984
IDS MARKETING CORPORATION
IA
Issued 02/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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