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Mark Richard Leprine

Oppenheimer & Co. Inc.

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About Mark Richard Leprine

Mark Leprine is a financial professional with experience in the securities industry. Mark has a Series 63, Series 79TO, and SIE. Mark currently works as a registered representative at Oppenheimer & Co. Inc. based in the New York, NY office. Prior to Oppenheimer & Co. Inc. Mark worked at CC SECURITIES, LLC.

Firm Information

Mark Leprine is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Mark Leprine’s Registration & Firm History

NY

04/18/2024 - Present

Oppenheimer & Co. Inc. (NEW YORK NY)

CT

11/13/2023 - 04/17/2024

CC SECURITIES, LLC (Stamford CT)

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Licenses & Designations

BC

Issued 04/15/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Richard Leprine.
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