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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Kleiner is a financial advisor currently working at Fidelity Personal AND Workplace Advisors. Mark Kleiner has been in the industry since 2001 and has been registered with both Broker-Dealers and Investment Advisers. Mark Kleiner is registered in 24 states across the US and holds Series 7, 31, 66, and SIE licenses. Mark Kleiner has worked for several firms including UBS Financial Services Inc., Morgan Stanley DW Inc. and Fidelity Brokerage Services LLC. Mark Kleiner offers Financial Planning, Portfolio Management for Individuals and Businesses, Educational Seminars, and Selection of Other Advisors to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
CA
08/18/2006 - 06/07/2012
UBS FINANCIAL SERVICES INC. (SAN JOSE CA)
CA
09/07/2001 - 08/22/2006
MORGAN STANLEY DW INC. (CUPERTINO CA)
BOTH
Issued 10/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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