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Mark Richard Kiesel

Pimco Investments LLC

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About Mark Richard Kiesel

Mark Kiesel is a financial professional with over 25 years of experience in the industry. Mark currently works at Pimco Investments LLC in Newport Beach, CA. Mark has passed several industry examinations including the Series 3, Series 7, and the Series 63. Mark is licensed to conduct business in California and has a Series 65 license. Prior to working at Pimco Investments LLC, Mark worked at Allianz Global Investors Distributors LLC also in Newport Beach, CA.

Firm Information

Mark Kiesel is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Kiesel’s Registration & Firm History

CA

02/14/2011 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

CA

10/08/1996 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)

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Licenses & Designations

IA

Issued 10/18/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/1996

Series 3 - National Commodity Futures Examination

BC

Issued 10/07/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Richard Kiesel.
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