Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Richard French is a financial advisor with UBS Financial Services Inc. Mark has over 28 years of experience in the financial services industry. Mark is registered to provide investment advice in South Carolina and Texas. Mark is also a Registered Representative in Arizona, California, Colorado, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Virginia, Washington, and Wyoming. Mark is a member of the Finance Committee for Charleston Catholic School. Mark is a dedicated financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
SC
04/04/2016 - Present
UBS Financial Services Inc. (Mt. Pleasant SC)
SC
01/02/2013 - 09/24/2015
BB&T SECURITIES, LLC (MT. PLEASANT SC)
SC
08/15/2001 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (MT. PLEASANT SC)
TX
09/24/1998 - 09/13/2001
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
CA
12/18/1997 - 09/17/1998
WALDRON & CO., INC. (IRVINE CA)
NV
06/22/1994 - 03/29/1995
FINANCIAL WEST GROUP (RENO NV)
CO
02/03/1992 - 07/09/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
03/20/1990 - 02/14/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 06/04/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2000
Series 4 - Registered Options Principal Examination
BC
Issued 09/12/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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