Unclaimed
Mark Arcand is a financial professional with over 20 years of experience in the industry. Mark is currently registered with National Financial Services LLC and is a Registered Representative and Investment Advisor Representative. Mark is a Series 4, 7, 9, 10 and 63 licensed professional. Mark has previously worked at Fidelity Brokerage Services LLC. Mark has held roles with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/24/2011 - Present
National Financial Services LLC (JERSEY CITY NJ)
MA
10/27/2008 - 02/18/2009
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
01/21/2003 - 12/15/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
10/02/1996 - 10/30/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 10/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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