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Mark Richard Anderson

Lazard Asset Management Securities LLC

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About Mark Richard Anderson

Mark Anderson is a financial professional with over 8 years of experience in the industry. Mark holds the Series 7, Series 24, Series 14 and SIE licenses and is currently registered with Lazard Asset Management Securities LLC. Mark has worked with Lazard Asset Management Securities LLC since September 2014. Prior to that, Mark worked as a Financial Advisor in the New York City area.

Firm Information

Mark Anderson is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Anderson’s Registration & Firm History

NY

09/11/2014 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/11/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Richard Anderson.
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