Unclaimed
Mark Raymond Brown is an investment advisor representative at Empower Advisory Group, LLC. Mark holds the Series 7TO, Series 63 and Series 65 securities licenses. Mark has been in the financial services industry since 2019 and is registered with the state of Wisconsin. The firm's main office is located in Greenwood Village, Colorado. Mark is a financial planner and provides portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
10/18/2024 - Present
Empower Advisory Group, LLC (Kiel WI)
IA
Issued 08/06/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/13/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/20/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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