Unclaimed
Mark Vernon is a financial advisor with Edward Jones. Mark has been in the financial services industry since 2002 and has experience with both individual and business clients. Mark Vernon holds multiple licenses and designations, including the Series 63, 65, 66 and 8. Mark Vernon is registered with Edward Jones to provide investment advice and services in multiple states, including Michigan, Texas, California, Florida and more. Mark Vernon has previously worked with Allianz Global Investors Distributors LLC, Quasar Distributors, LLC, Guggenheim Funds Distributors, Inc., and Van Kampen Funds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
07/14/2020 - Present
Edward Jones (TECUMSEH MI)
NY
08/24/2016 - 01/28/2019
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
ME
07/05/2013 - 08/03/2016
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
WA
06/03/2010 - 12/06/2011
GUGGENHEIM FUNDS DISTRIBUTORS, INC. (BELLEVUE WA)
TX
04/19/2004 - 06/04/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
MO
04/29/1998 - 04/14/1999
BRIDGE TRADING COMPANY (ST. LOUIS MO)
MI
03/16/1994 - 02/23/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 05/12/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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