Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Puccinelli is a financial advisor with over 25 years of experience in the financial services industry. Mark is currently registered with Osaic Wealth, Inc. and has held previous registrations with Cambridge Investment Research, Inc. and Tower Square Securities, Inc. Mark holds Series 6 and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE). Mark specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
01/24/2025 - Present
Osaic Wealth, Inc. (RICHMOND VA)
VA
10/24/2011 - 12/23/2013
CAMBRIDGE INVESTMENT RESEARCH, INC. (RICHMOND VA)
VA
01/30/2004 - 10/28/2011
TOWER SQUARE SECURITIES, INC. (RICHMOND VA)
IN
01/09/2001 - 01/22/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
VA
12/01/1997 - 01/11/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
08/19/1996 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
BC
Issued 09/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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