Unclaimed
Mark Ransom Brown is a financial advisor with LPL Financial LLC. Mark has been in the financial services industry since 1983. Mark is registered as a broker in 33 states and a registered investment advisor in 2 states. Mark has also earned the Certified Financial Planner designation. Mark is a licensed agent of LPL Financial LLC and has offices in Denver, Colorado. Mark has also previously been employed by LINSCO FINANCIAL GROUP, INC., THE PLANNER'S SECURITIES GROUP, INC., and FSC SECURITIES CORPORATION. Mark is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/19/1996 - Present
LPL Financial LLC (DENVER CO)
NA
09/29/1988 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
11/21/1985 - 08/30/1988
THE PLANNER'S SECURITIES GROUP, INC.
NA
06/22/1983 - 12/04/1985
FSC SECURITIES CORPORATION
IA
Issued 01/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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