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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ramos is an investment advisor representative registered with Eagle Strategies LLC. Mark has been in the industry since 1997. Mark is also registered with the State of California as an Investment Advisor Representative and Securities Agent. Previously, Mark has worked at MML Investors Services, LLC, PRUCO SECURITIES, LLC., LPL FINANCIAL CORPORATION, WM FINANCIAL SERVICES, INC., CITICORP INVESTMENT SERVICES, EDWARD JONES, MORGAN STANLEY DW INC., and GATEWAY INVESTMENT SERVICES, INC.. Mark holds the Series 31, Series 7, Series 6, SIE and Series 63 licenses. Mark specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals. Mark's firm manages assets for a variety of clients including individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. Mark's firm Eagle Strategies LLC, is a registered investment advisor headquartered in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/22/2019 - Present
Eagle Strategies LLC (San Dimas CA)
CA
08/20/2013 - 08/28/2017
MML INVESTORS SERVICES, LLC (CITY OF INDUSTRY CA)
CA
10/07/2010 - 07/22/2013
PRUCO SECURITIES, LLC. (CITY OF INDUSTRY CA)
CA
06/14/2007 - 09/27/2010
LPL FINANCIAL CORPORATION (CORONA CA)
CA
04/04/2005 - 06/19/2007
WM FINANCIAL SERVICES, INC. (CHINO HILLS CA)
NY
12/03/2003 - 11/16/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MO
05/30/2002 - 03/12/2003
EDWARD JONES (ST. LOUIS MO)
NY
09/13/1996 - 05/30/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IL
05/20/1994 - 08/30/1996
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
IA
Issued 05/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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