Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Radley Emberton is a financial advisor at LPL Enterprise, LLC in Phoenix, Arizona. Mark has over 25 years of experience in the financial industry. Mark is also a registered representative with LPL Financial and has a Series 7 and Series 63 license. Mark holds the SIE and Series 65 licenses as well. Mark's areas of expertise include financial planning, portfolio management for individuals and businesses, and consulting. Mark is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals. Prior to LPL Enterprise, LLC Mark was a financial advisor at CreativeOne Securities, LLC, Berthel, Fisher & Company Financial Services, Inc., Banc of America Investment Services, Inc., UVEST Financial Services Group, Inc., Zions Investment Securities, Inc., Wells Fargo Investments, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Securities Inc., Raymond James Financial Services, Inc., Round Hill Securities, Inc., and Baraban Securities, Inc. Mark is also a Notary Public and has been since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/14/2024 - Present
LPL Enterprise, LLC (PHOENIX AZ)
AZ
08/08/2012 - 05/02/2023
CREATIVEONE SECURITIES, LLC (SCOTTSDALE AZ)
AZ
11/17/2010 - 08/09/2012
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
AZ
12/01/2006 - 12/03/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (SCOTTSDALE AZ)
AZ
03/25/2004 - 12/04/2006
UVEST FINANCIAL SERVICES GROUP, INC. (PHOENIX AZ)
UT
11/18/2003 - 03/15/2004
ZIONS INVESTMENT SECURITIES, INC. (SALT LAKE CITY UT)
CA
12/13/2000 - 11/25/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
12/14/2000 - 08/14/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
06/05/2000 - 05/07/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
06/02/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
FL
02/04/1999 - 05/25/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
08/19/1996 - 12/04/1998
ROUND HILL SECURITIES, INC. (ALAMO CA)
CA
06/20/1996 - 08/23/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 05/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Emberton is the right advisor for you? Invested Better is here to help.
