Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark R. Murphy is a financial professional with over 25 years of experience in the industry. Mark currently works at J.p. Morgan Securities LLC, where he has been employed since 2014. Prior to that, Mark was registered with PIPER JAFFRAY & CO. from 2008 to 2014. Mark has a wide range of experience in the financial services industry and is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
08/13/2014 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
02/25/2008 - 06/19/2014
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
09/03/1997 - 02/20/2008
BROADPOINT CAPITAL, INC. (SAN FRANCISCO CA)
MD
01/15/1997 - 06/04/1997
BT SECURITIES CORPORATION (BALTIMORE MD)
BC
Issued 03/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/12/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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