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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Illingworth is a financial advisor with UBS Financial Services Inc. located in Cincinnati, OH. Mark has over 18 years of experience in the financial services industry and is registered to provide investment advice in 52 states and the District of Columbia. Mark specializes in providing financial planning, portfolio management, and investment advice to individuals, businesses, and institutions. Mark has a broad range of experience in the financial services industry, including experience with Morgan Stanley. Mark has held various positions at Morgan Stanley, including Financial Advisor and Branch Manager. Mark is a Series 7, Series 10, Series 9, and Series 3 licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
11/25/2015 - Present
UBS Financial Services Inc. (CINCINNATI OH)
IL
06/01/2009 - 11/13/2015
MORGAN STANLEY (CHICAGO IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IN
04/05/2006 - 04/02/2007
MORGAN STANLEY DW INC. (MERRILVILLE IN)
BOTH
Issued 04/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2010
Series 3 - National Commodity Futures Examination
BC
Issued 04/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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