Unclaimed
Mark R Baker is a registered investment advisor representative with Alliancebernstein LP, an investment advisory firm with offices in Nashville, TN. Mark has been in the financial industry since November 2019. Mark is also a registered investment advisor in Tennessee and holds the Series 66, Series 7TO and SIE securities licenses. Mark has experience with both individual and institutional clients. Mark's areas of specialization include asset allocation, financial planning, and portfolio management. Mark is registered with FINRA, the Securities Industry and Financial Markets Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TN
03/15/2023 - Present
Alliancebernstein LP (NASHVILLE TN)
IL
11/08/2019 - 03/08/2023
MORGAN STANLEY (Orland Park IL)
BOTH
Issued 12/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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