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Mark Quentin Walker

Northwestern Mutual Investment Services, LLC

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About Mark Quentin Walker

Mark Quentin Walker is a financial advisor with Northwestern Mutual Investment Services, LLC. Mark is based in THE WOODLANDS, TX and has been in the financial services industry since October 1, 2008. Mark is registered to offer investment advice in Colorado, Florida, Oklahoma and Texas. Mark holds Series 66, Series 7 and SIE licenses. Mark is also registered with EDWARD JONES, WELLS FARGO CLEARING SERVICES, LLC, BBVA COMPASS INVESTMENT SOLUTIONS, INC, WELLS FARGO ADVISORS, LLC, MML INVESTORS SERVICES, INC. and UBS FINANCIAL SERVICES INC. Mark is a member of the Financial Industry Regulatory Authority (FINRA).

Firm Information

Mark Walker is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mark Walker’s Registration & Firm History

TX

05/21/2024 - Present

Northwestern Mutual Investment Services, LLC (THE WOODLANDS TX)

TX

08/21/2020 - 04/22/2024

EDWARD JONES (CONROE TX)

TX

11/09/2015 - 08/26/2020

WELLS FARGO CLEARING SERVICES, LLC (THE WOODLANDS TX)

TX

04/22/2013 - 11/10/2015

EDWARD JONES (SPRING TX)

TX

03/12/2012 - 04/23/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (THE WOODLANDS TX)

TX

07/30/2010 - 02/03/2012

WELLS FARGO ADVISORS, LLC (THE WOODLANDS TX)

TX

02/03/2010 - 08/04/2010

MML INVESTORS SERVICES, INC. (HOUSTON TX)

TX

06/06/2008 - 12/10/2009

UBS FINANCIAL SERVICES INC. (THE WOODLANDS TX)

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Licenses & Designations

BOTH

Issued 07/03/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Quentin Walker.
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