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Mark Primo Huttmann

Piper Sandler & Co.

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About Mark Primo Huttmann

Mark Huttmann is a financial advisor with Piper Sandler & Co. Mark has over 20 years of experience in the financial services industry. Mark holds the Series 7, Series 55, Series 57TO, and SIE licenses, and is registered with FINRA and the state of Connecticut. Previously, Mark worked for WEEDEN & CO.L.P. and QUICK & REILLY, INC. Mark specializes in providing analytical reports and public finance consulting programs, and has a strong track record of success in portfolio management for businesses.

Firm Information

Mark Huttmann is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Huttmann’s Registration & Firm History

CT

08/02/2019 - Present

Piper Sandler & Co. (Greenwich CT)

CT

09/01/2000 - 08/02/2019

WEEDEN & CO.L.P. (GREENWICH CT)

NY

06/23/1999 - 07/05/2000

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/14/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/22/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Primo Huttmann.
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