Unclaimed
Mark Preston Riley is a financial advisor at Nylife Securities LLC. Mark has been in the industry since November 9, 1982 and is registered in nine states. Mark holds Series 6, 22, and 63 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
11/10/1982 - Present
Nylife Securities LLC (WILLIAMSBURG VA)
BC
Issued 09/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/09/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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