Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Pliner is a registered representative with Wells Fargo Clearing Services, LLC. Mark has been in the financial industry since 2013 and has a history of experience with multiple firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, MML Investors Services, LLC and Citizens Securities, Inc.. Mark holds a Series 7 and Series 66 license and is registered in several states including Pennsylvania, Texas, New York, Florida, Louisiana, and Maryland. Mark specializes in providing investment consulting services to institutional clients and offers financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/04/2024 - Present
Wells Fargo Clearing Services, LLC (CHESTERBROOK PA)
PA
08/26/2020 - 04/26/2022
CITIZENS SECURITIES, INC. (DOYLESTOWN PA)
NJ
01/04/2019 - 09/01/2020
MML INVESTORS SERVICES, LLC (CRANBURY NJ)
PA
12/21/2012 - 09/04/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JENKINTOWN PA)
BOTH
Issued 01/16/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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