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Mark Plansky

Mizuho Securities USA LLC

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About Mark Plansky

Mark Plansky is a financial professional with over 20 years of experience in the financial services industry. Mark is currently registered with Mizuho Securities USA LLC and has been active in the financial services industry since August 8, 1995. Mark has held previous positions with Janney Montgomery Scott LLC, Jefferies LLC, Barclays Capital Inc., Lehman Brothers Inc., PaineWebber Incorporated, Chase Securities Inc., and First Albany Corporation. Mark is licensed to provide financial services in 52 states, as well as Puerto Rico. Mark's experience and credentials position him to provide comprehensive financial services to a wide range of clients.

Firm Information

Mark Plansky is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Plansky’s Registration & Firm History

MA

06/15/2018 - Present

Mizuho Securities USA LLC (BOSTON MA)

MA

10/05/2017 - 06/20/2018

JANNEY MONTGOMERY SCOTT LLC (BOSTON MA)

MA

07/21/2009 - 03/03/2016

JEFFERIES LLC (BOSTON MA)

MA

09/22/2008 - 04/30/2009

BARCLAYS CAPITAL INC. (BOSTON MA)

MA

11/22/2000 - 09/22/2008

LEHMAN BROTHERS INC. (BOSTON MA)

NJ

03/13/1998 - 12/21/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

03/11/1997 - 02/17/1998

CHASE SECURITIES INC. (NEW YORK NY)

NY

09/24/1993 - 03/25/1997

FIRST ALBANY CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Plansky.
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