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Mark Pita

Northwestern Mutual Investment Services, LLC

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About Mark Pita

Mark Pita is a financial advisor at Northwestern Mutual Investment Services, LLC. Mark is registered with FINRA and holds the Series 7TO, SIE and Series 66 licenses. Mark is registered as a Broker-Dealer and Investment Advisor Representative in New Jersey. Mark has been in the financial services industry since December 2021. Mark has previously worked at Pizza Hut, DoorDash, Guardian Life and Park Avenue Securities. Mark's professional background also includes experience as a student at various universities.

Firm Information

Mark Pita is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mark Pita’s Registration & Firm History

NJ

01/07/2025 - Present

Northwestern Mutual Investment Services, LLC (Union NJ)

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Licenses & Designations

BOTH

Issued 07/24/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/16/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Pita.
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