Unclaimed
Mark Pingul is a financial advisor registered with LPL Financial LLC. Mark is based in NAPERVILLE, IL and has been in the industry since 2018. Mark is also registered in Texas. Prior to joining LPL Financial LLC, Mark was affiliated with BMO Harris Financial Advisors, INC. and Edward Jones. Mark has Series 66, SIE and Series 7 licenses and has experience in financial planning, portfolio management, and providing consulting services. Mark works with a variety of clients, including high-net-worth individuals, corporations and other businesses, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
03/25/2021 - Present
LPL Financial LLC (NAPERVILLE IL)
IL
03/30/2020 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (NAPERVILLE IL)
IL
07/27/2018 - 04/02/2020
EDWARD JONES (NAPERVILLE IL)
BOTH
Issued 08/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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