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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Phillip Rosenbaum is a registered investment advisor associated with Coldstream Wealth Management. Mark has been in the industry since 1996 and has experience with a variety of financial services including investment management, financial planning, and insurance. Mark is licensed in both Oregon and Washington, and holds a variety of securities licenses, including Series 7, 6, 63, 66 and 26. Mark has a strong background in working with individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Project by project basis
1
2
OR
10/11/2021 - Present
Coldstream Wealth Management (Portland OR)
OR
06/30/2006 - 06/13/2016
AMERITAS INVESTMENT CORP. (PORTLAND OR)
OR
04/20/2000 - 06/30/2006
CARILLON INVESTMENTS, INC. (PORTLAND OR)
AZ
08/30/1996 - 04/26/2000
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
BOTH
Issued 12/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/13/2016
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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