Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Philip Schmidt is a financial advisor registered with Wells Fargo Clearing Services, LLC. Mark has been a registered representative since 1999. Mark's primary office is located in Farmington Hills, Michigan, and Mark is also registered in 14 other states. Mark is a registered representative and Investment Advisor Representative. Mark has worked in the financial services industry for over 23 years. Before joining Wells Fargo Clearing Services, LLC Mark was employed at Morgan Stanley and UBS Financial Services Inc. Mark is registered with FINRA and holds the Series 63, Series 65, Series 7 and SIE licenses. Mark has been working with clients in Farmington Hills, Michigan, since 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/15/2019 - Present
Wells Fargo Clearing Services, LLC (FARMINGTON HILLS MI)
MI
06/01/2009 - 10/16/2019
MORGAN STANLEY (FARMINGTON HILLS MI)
MI
01/30/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LIVONIA MI)
MI
06/01/1999 - 02/11/2009
UBS FINANCIAL SERVICES INC. (FARMINGTON HILLS MI)
IA
Issued 03/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Schmidt is the right advisor for you? Invested Better is here to help.
