Unclaimed
Mark Sudderberg is a financial advisor with over 38 years of experience in the industry. Mark is registered with Hightower Advisors, LLC and has been with the firm since August 2022. Previously, Mark worked for First Heartland Capital, Inc. from October 2001 to August 2022, New England Securities from July 1990 to October 2001, and Century Investors of America, Inc. from May 1985 to July 1990. Mark is also a registered investment advisor and holds Series 6, Series 63, and Series 65 licenses. Mark has a strong track record of providing financial advice and services to a wide range of clients, including individuals, businesses, and institutions. He is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
08/26/2022 - Present
Hightower Advisors, LLC (CHICAGO IL)
IL
10/02/2001 - 08/22/2022
FIRST HEARTLAND CAPITAL, INC. (ROCKFORD IL)
NY
07/09/1990 - 10/09/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
05/13/1985 - 07/09/1990
CENTURY INVESTORS OF AMERICA, INC.
NA
07/24/1984 - 04/29/1985
MORAMERICA FINANCIAL SERVICES, INC.
IA
Issued 02/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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