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Mark Peter Erlich

Buckman, Buckman & Reid, Inc.

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About Mark Peter Erlich

Mark Peter Erlich is a financial professional with over 30 years of experience in the industry. Mark currently works at Buckman, Buckman & Reid, Inc., a firm located in Little Silver, New Jersey. Mark holds Series 7 and Series 63 licenses, and has been registered in six states including California, Florida, Georgia, Minnesota, New Jersey and New York. Before joining Buckman, Buckman & Reid, Inc., Mark was previously affiliated with firms like Westrock Advisors, Inc., Maxim Group LLC, Fahnestock & Co. Inc., Josephthal & Co., Inc., and D. H. Blair & Co., Inc.

Firm Information

Mark Erlich is currently registered with Buckman, Buckman & Reid, Inc.. Buckman, Buckman & Reid, Inc. is a Corporation formed on September 7, 1988. The firm is registered in 50 states and is also SEC registered. The firm has reported 18 regulatory events and 4 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Erlich’s Registration & Firm History

NJ

10/22/2010 - Present

Buckman, Buckman & Reid, Inc. (little silver NJ)

NY

02/11/2008 - 10/08/2010

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

04/25/2003 - 02/12/2008

MAXIM GROUP LLC (NEW YORK NY)

NY

01/02/2002 - 04/25/2003

FAHNESTOCK & CO. INC. (NEW YORK NY)

NY

07/07/1993 - 01/02/2002

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

12/11/1992 - 07/15/1993

D. H. BLAIR & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/18/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Mark Peter Erlich. Review regulatory record here.
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