Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Pendleton Goddard is an Investment Advisor Representative associated with Stifel, Nicolaus & Company, Inc.. Mark has over 35 years of experience in the securities industry. Mark has been registered with the firm since 1994. Mark is currently registered in 24 states, including Missouri, Texas, Alabama, Arkansas, California, Colorado, Florida, Illinois, Iowa, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Mississippi, Nebraska, New Mexico, North Dakota, Ohio, Oregon, Tennessee, Wisconsin. Mark has passed both the Series 7 and Series 63 examinations. Mark also holds the Series 65 license. Mark has a strong focus on providing financial planning and portfolio management services to individuals, businesses, and pooled investment vehicles. Mark is also active in the community, serving on the Board of Directors for the St. Louis Elks and as Chairman of the Broadcast Committee for the St. Louis Parade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/25/2003 - Present
Stifel, Nicolaus & Company, Inc. (CLAYTON MO)
NY
05/24/1988 - 08/09/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NA
02/26/1987 - 05/28/1988
SHERWOOD CAPITAL, INC.
IA
Issued 11/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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