Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Patrick Shea is a financial professional with over 20 years of experience in the industry. Mark has a broad range of experience in the financial services industry. Mark is currently registered with Hilltop Securities Inc. and is licensed in 53 states. Mark specializes in providing financial planning, educational seminars, and portfolio management for individuals. Mark has been registered with Hilltop Securities Inc. since 05/23/2024. Prior to that, Mark was registered with WELLS FARGO SECURITIES, LLC., BANC OF AMERICA SECURITIES LLC and CHASE SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NC
05/23/2024 - Present
Hilltop Securities Inc. (CHARLOTTE NC)
NC
08/17/2009 - 06/11/2024
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
10/22/2002 - 04/01/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/28/1997 - 06/16/1999
CHASE SECURITIES INC. (NEW YORK NY)
BC
Issued 06/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2024
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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