Unclaimed
Mark Patrick Johnson is a financial professional with over 20 years of experience in the industry. Mark currently works as a registered representative at Piper Sandler & Co., where he focuses on providing financial advice and portfolio management services. Prior to joining Piper Sandler & Co., Mark held positions at Weeden & Co. L.P., Sanford C. Bernstein & Co., LLC, and Goldman, Sachs & Co. Mark's expertise includes securities trading and investment analysis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/02/2019 - Present
Piper Sandler & Co. (West Palm Beach FL)
CT
07/11/2011 - 08/02/2019
WEEDEN & CO.L.P. (GREENWICH CT)
NY
03/03/2004 - 07/19/2011
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
02/11/2003 - 03/09/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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