Unclaimed
Mark Patrick Booth is a financial advisor with LPL Financial LLC, and has been in the industry since February 12, 2009. Mark is registered with the state of Minnesota as both a broker-dealer and an investment advisor. Mark is also registered as a broker-dealer in 9 other states. Mark has worked for LPL Financial LLC, MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC. Mark holds Series 6, 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
11/05/2021 - Present
LPL Financial LLC (BURNSVILLE MN)
MN
08/21/2013 - 11/10/2021
MML INVESTORS SERVICES, LLC (Burnsville MN)
MN
02/13/2009 - 08/22/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MENDOTA HTS MN)
BC
Issued 04/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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