Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Witter is a financial advisor with Robert W. Baird & Co. Inc. Mark has been in the industry since 1998. Mark is registered with the state of Colorado and is also registered with FINRA. Mark specializes in portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Mark has been working with Baird since 2023. Mark also holds the Series 63, Series 66, Series 7 and Series 24 licenses. Mark is a member of Principal Global Investors, LLC and performs certain functions for Principal Global Investors, Inc. and its affiliates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
07/18/2023 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
IA
01/08/2020 - 07/18/2023
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
NY
09/10/2012 - 12/18/2019
NEUBERGER BERMAN BD LLC (NEW YORK NY)
CO
10/17/2007 - 09/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
MO
03/09/2007 - 08/30/2007
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
08/14/2000 - 11/16/2005
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
CO
02/02/1998 - 08/11/2000
INVESTMENT RESOURCES NETWORK, INC. (DENVER CO)
MO
11/28/1995 - 09/17/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 02/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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