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Mark P Buro

Scotia Capital (usa) Inc.

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About Mark P Buro

Mark Buro has been in the financial services industry since 2006. He has a strong background in securities and commodities. Currently, Mark is registered with Scotia Capital (usa) Inc. in New York. He is also a registered Principal and has passed the Series 27, 3, 7, 99TO and SIE exams. Previously, Mark was registered with Merrill Lynch Professional Clearing Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc. Mark has a deep understanding of the financial markets and is committed to providing his clients with the highest quality service.

Firm Information

Mark Buro is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Buro’s Registration & Firm History

NY

11/30/2021 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

04/30/2018 - 09/27/2021

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

12/16/2011 - 04/13/2018

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

07/24/2006 - 04/13/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/06/2004 - 11/19/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/2017

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/10/2000

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark P Buro.
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