Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Braaten is a financial advisor with over 26 years of experience in the industry. Mark is currently registered with Lion Street Financial, LLC. Mark was previously registered with VOYA FINANCIAL ADVISORS, INC., WOODBURY FINANCIAL SERVICES, INC., AXA ADVISORS, LLC, MONY SECURITIES CORPORATION, and TRUSTED SECURITIES ADVISORS CORP.. Mark holds the Series 6, Series 63, and SIE licenses. Mark is registered in 13 states: Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Minnesota, New York, Ohio, South Carolina, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
04/14/2016 - Present
Lion Street Financial, LLC (Waukesha WI)
WI
11/06/2012 - 04/14/2016
VOYA FINANCIAL ADVISORS, INC. (WAUKESHA WI)
WI
04/21/2006 - 11/08/2012
WOODBURY FINANCIAL SERVICES, INC. (WAUKESHA WI)
NY
06/01/2005 - 05/04/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/25/1996 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
03/15/2000 - 12/31/2001
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
BC
Issued 01/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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