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Mark Owen Timperman

Citizens JMP Securities, LLC

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About Mark Owen Timperman

Mark Timperman is a financial advisor currently registered with Citizens JMP Securities, LLC. Mark's career in the financial industry spans over 25 years. Mark has a strong background in investment banking, trading, and operations. Mark holds Series 7, 24, 57TO, 79TO, 99TO and 63 licenses. Mark has been licensed in North Carolina since 2023. Mark has previously worked at KPMG CORPORATE FINANCE LLC, HOVDE GROUP, LLC, WELLS FARGO SECURITIES, LLC, WACHOVIA SECURITIES, LLC and FIRST UNION CAPITAL MARKETS CORP..

Firm Information

Mark Timperman is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Timperman’s Registration & Firm History

NC

12/12/2023 - Present

Citizens JMP Securities, LLC (CHARLOTTE NC)

NC

12/20/2022 - 11/03/2023

KPMG CORPORATE FINANCE LLC (Charlotte NC)

NC

10/20/2020 - 11/17/2022

HOVDE GROUP, LLC (CHARLOTTE NC)

NC

07/01/2003 - 02/13/2020

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

08/28/1997 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Owen Timperman.
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