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Mark Otero

Nylife Securities LLC

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About Mark Otero

Mark Otero is a financial professional with Nylife Securities LLC based in Dublin, Ohio. Mark is registered with the state of Ohio and West Virginia. Mark obtained the Series 6, 26, and 63 licenses.

Firm Information

Mark Otero is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Otero’s Registration & Firm History

OH

10/23/2013 - Present

Nylife Securities LLC (DUBLIN OH)

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Licenses & Designations

BC

Issued 10/06/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Otero.
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