Unclaimed
Mark Oren Masliah is a financial advisor with Northwestern Mutual Investment Services, LLC. Mark is a registered representative and has been in the industry since May 2018. He is licensed to sell securities in 26 states. Mark has a strong foundation in the financial industry, having earned his Series 6, 7, and 63 licenses. Mark's primary office is located in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
05/28/2018 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
BC
Issued 06/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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