Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Peloquin is a financial advisor with over 18 years of experience in the industry. Mark is currently registered with Fidelity Personal and Workplace Advisors. Before joining Fidelity, Mark was a financial advisor with TIAA-CREF Individual & Institutional Services, LLC, PNC Investments, T. Rowe Price Investment Services, Inc., Legg Mason Investor Services, LLC and Legg Mason Wood Walker, Incorporated. Mark has a wide range of experience in financial planning and portfolio management. Mark is also a registered representative with FINRA and is licensed to sell securities in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
09/20/2022 - Present
Fidelity Personal AND Workplace Advisors (TOWSON MD)
MD
09/26/2013 - 08/01/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BALTIMORE MD)
MD
04/08/2013 - 09/25/2013
PNC INVESTMENTS (BALTIMORE MD)
MD
07/22/2009 - 04/08/2011
PNC INVESTMENTS (WESTMINSTER MD)
MD
01/30/2007 - 06/10/2009
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
MD
12/01/2005 - 01/26/2007
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
10/20/2004 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
02/12/1997 - 06/24/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 12/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 2/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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