Unclaimed
Mark O Maddock is an investment advisor representative with J.p. Morgan Securities LLC. Mark has been in the industry since March 22, 1990 and is registered in multiple states. He holds both Series 7 and Series 63 licenses. Mark has been with J.p. Morgan Securities LLC since October 2012. Prior to that, Mark worked for Chase Investment Services Corp., Banc One Securities Corporation, NatCity Investments, Inc., NatCity Insurance Services, Inc., First Chicago NBD Investment Services, Inc., Essex National Securities, Inc., Pruco Securities Corporation, The Prudential Insurance Company of America, and Blinder, Robinson & Co., Inc. Mark offers a variety of investment advisory services including portfolio management for individuals and businesses, financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MI
09/19/2013 - Present
J.p. Morgan Securities LLC (BELLEVILLE MI)
MI
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BELLEVILLE MI)
IL
08/15/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
12/22/2000 - 09/05/2003
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
12/22/2000 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
IL
02/01/1999 - 12/21/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/28/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
05/07/1992 - 03/21/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NJ
05/08/1990 - 06/03/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/08/1990 - 06/03/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
06/20/1989 - 08/10/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 08/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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