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Mark O Maddock

J.p. Morgan Securities LLC

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About Mark O Maddock

Mark O Maddock is an investment advisor representative with J.p. Morgan Securities LLC. Mark has been in the industry since March 22, 1990 and is registered in multiple states. He holds both Series 7 and Series 63 licenses. Mark has been with J.p. Morgan Securities LLC since October 2012. Prior to that, Mark worked for Chase Investment Services Corp., Banc One Securities Corporation, NatCity Investments, Inc., NatCity Insurance Services, Inc., First Chicago NBD Investment Services, Inc., Essex National Securities, Inc., Pruco Securities Corporation, The Prudential Insurance Company of America, and Blinder, Robinson & Co., Inc. Mark offers a variety of investment advisory services including portfolio management for individuals and businesses, financial planning and selection of other advisors.

Firm Information

Mark Maddock is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Mark Maddock’s Registration & Firm History

MI

09/19/2013 - Present

J.p. Morgan Securities LLC (BELLEVILLE MI)

MI

07/06/2005 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (BELLEVILLE MI)

IL

08/15/2003 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

OH

12/22/2000 - 09/05/2003

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

OH

12/22/2000 - 12/31/2001

NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)

IL

02/01/1999 - 12/21/2000

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

IL

03/28/1996 - 02/01/1999

FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)

CA

05/07/1992 - 03/21/1996

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NJ

05/08/1990 - 06/03/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

05/08/1990 - 06/03/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NA

06/20/1989 - 08/10/1989

BLINDER, ROBINSON & CO., INC.

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Licenses & Designations

IA

Issued 08/14/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/12/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Mark O Maddock. Review regulatory record here.
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