Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Kim is a financial advisor in Plano, TX, with over 12 years of experience in the financial services industry. Mark is registered with Pruco Securities, LLC and is currently licensed in 14 states. Mark has previously worked at Transamerica Financial Advisors, Inc and World Group Securities, Inc. Mark holds Series 6, Series 63, Series 65 and SIE licenses and offers a variety of financial services including financial planning, investment management and selection of other advisors. Mark specializes in working with individuals, high-net-worth individuals, trusts, and estates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TX
08/23/2019 - Present
Pruco Securities, LLC (Plano TX)
TX
01/06/2012 - 08/23/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (PLANO TX)
TX
10/11/2011 - 01/06/2012
WORLD GROUP SECURITIES, INC. (PLANO TX)
BC
Issued 10/17/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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