Unclaimed
Mark Norman Mikulski is a financial professional with over 15 years of experience in the financial services industry. Mark is currently registered with Empower Financial Services, Inc. in Hartford, CT. Previously, Mark has been affiliated with firms such as MML Investors Services, LLC, MML Distributors, LLC, Country Capital Management Company, and Farmers Financial Solutions, LLC. Mark holds both Series 6 and Series 63 licenses. Mark has also successfully passed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/04/2021 - Present
Empower Financial Services, Inc. (Hartford CT)
AZ
10/06/2017 - 01/04/2021
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
AZ
09/18/2014 - 11/26/2018
MML DISTRIBUTORS, LLC (PHOENIX AZ)
AZ
08/26/2004 - 12/12/2007
COUNTRY CAPITAL MANAGEMENT COMPANY (MESA AZ)
CA
08/26/2003 - 07/21/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IA
Issued 06/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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