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Mark Nelson Holloway

Merit Advisors, Inc.

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About Mark Nelson Holloway

Mark Holloway is a financial professional with over 30 years of experience in the financial industry. Mark has worked for several prominent firms including UBS Financial Services, Morgan Stanley and Stiefel, Nicolaus & Company. Mark currently works as a Registered Representative for Merit Advisors, Inc. Mark's current registrations include Oklahoma and Texas. Mark provides investment advice to individuals and institutions.

Firm Information

Mark Holloway is currently registered with Merit Advisors, Inc.. Merit Advisors, Inc. is an investment advisor registered with the SEC. The firm manages approximately $2.9 million in assets for 18 clients, including both high-net-worth individuals and individuals other than high-net-worth. The firm offers portfolio management services, market timing services, and a variety of other services tailored to individual clients.

$2.89M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Signal service provided to third party advisors and institutions

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Mark Holloway’s Registration & Firm History

OK

05/11/2017 - Present

Merit Advisors, Inc. (OKLAHOMA CITY OK)

OK

05/29/2009 - 05/04/2017

WFG INVESTMENTS, INC. (EDMOND OK)

OK

04/02/2007 - 06/03/2009

MORGAN STANLEY & CO. INCORPORATED (OKLAHOMA CITY OK)

OK

09/29/2006 - 04/02/2007

MORGAN STANLEY DW INC. (OKLAHOMA CITY OK)

OK

07/13/2001 - 10/10/2006

UBS FINANCIAL SERVICES INC. (EDMOND OK)

OK

06/01/1995 - 08/07/2001

CAPITAL WEST SECURITIES, INC. (OKLAHOMA CITY OK)

MO

01/31/1989 - 06/01/1995

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

NA

11/04/1985 - 02/09/1989

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

04/26/1985 - 11/01/1985

ANDERSON, BRYANT & COMPANY

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Licenses & Designations

BOTH

Issued 09/10/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/10/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Mark Nelson Holloway. Review regulatory record here.
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