Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Morelle Headrick is a financial advisor based in Rome, Georgia. Mark has been a registered representative since 1982 and is currently registered with Dempsey Lord Smith, LLC. Mark specializes in providing financial planning, pension consulting, and portfolio management for individuals. Prior to joining Dempsey Lord Smith, LLC, Mark worked for a number of financial institutions, including RBC Capital Markets Corporation, Primevest Financial Services, Inc., and Wachovia Securities, Inc. Mark holds a Series 7, Series 8, Series 9, Series 10, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
12/01/2009 - Present
Dempsey Lord Smith, LLC (ROME GA)
GA
12/15/2006 - 12/11/2009
RBC CAPITAL MARKETS CORPORATION (LA GRANGE GA)
GA
10/21/2002 - 12/31/2006
PRIMEVEST FINANCIAL SERVICES, INC. (LAGRANGE GA)
TN
02/01/2000 - 10/23/2002
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NC
07/13/1989 - 02/18/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
MO
06/28/1982 - 07/19/1989
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NA
03/13/1986 - 09/26/1988
EDWARD D. JONES & CO., L.P.
NA
03/04/1985 - 03/21/1986
THOMSON MCKINNON SECURITIES INC.
IA
Issued 02/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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