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Mark Molley

W & S Brokerage Services, Inc.

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About Mark Molley

Mark Molley is a registered investment advisor representative with W&S Brokerage Services, Inc., based in Cincinnati, OH. Mark has been in the financial services industry since 2008, and has a broad range of experience, including providing investment advice for both individuals and businesses. Mark has a strong understanding of the financial markets and has a proven track record of success in helping clients achieve their financial goals.

Firm Information

Mark Molley is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Molley’s Registration & Firm History

OH

06/30/2023 - Present

W&S Brokerage Services, Inc. (CINCINNATI OH)

KY

10/08/2008 - 02/11/2022

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BOTH

Issued 06/25/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/06/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Molley.
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